Compliance & Disclosures
Committed to the Highest Standards of Regulatory Compliance
HALDIA SUN ENTERPRISES LLP is an AMFI-registered Mutual Fund Distributor. We strictly adhere to SEBI and AMFI regulations, code of conduct, investor rights charter, and time-bound grievance redressal frameworks.
Statutory Documentation Hub
Explore our regulatory registrations, mandatory disclosures, codes of ethics, and investor protection charters.
Risk Profiler Questionnaire
Official Risk Profiling Questionnaire to evaluate risk tolerance, investment horizon, and asset allocation suitability.
Registered Entity Details
Official legal entity name, PAN, GSTIN, partners, registered office address, and profile of HALDIA SUN ENTERPRISES LLP.
Registrations & Licences
AMFI ARN registration validity (ARN-278921), EUIN credentials, and statutory distribution status.
AMFI Code of Conduct
Professional code of conduct and ethics adhering to AMFI guidelines in all investor dealings.
Commission Disclosure
Mandatory SEBI/AMFI disclosure of trail commissions received from AMCs for mutual fund distribution.
Investor Grievance Redressal
Designated Grievance Redressal Officer contact, resolution timelines, SEBI SCORES, and SMART ODR dispute channels.
Investor Charter
SEBI Investor Charter for Mutual Funds outlining investor rights, responsibilities, and service standard commitments.
Fund Selection Policy
Objective criteria, research parameters, and qualitative/quantitative methodology for mutual fund scheme evaluation.
Our Empanelments
Details of Asset Management Companies empanelled with HALDIA SUN ENTERPRISES LLP for mutual fund distribution.
SID / SAI / KIM
Direct access to Scheme Information Documents, Statement of Additional Information, and Key Information Memorandums.
Investor Rights & Obligations
Statutory rights, duties, and operational responsibilities of mutual fund investors per SEBI regulatory norms.
Disclaimer
Statutory disclaimers regarding market risk, non-RIA distributor status, and website terms.
Privacy Policy
Information on how HALDIA SUN ENTERPRISES LLP safeguards and handles investor confidential data.
Terms & Conditions
Terms of use governing website access, digital tool usage, distribution services, and legal jurisdiction.
Important Links
Direct links to SEBI, AMFI, RTAs (CAMS, KFintech), MF Central, SEBI SCORES, and SMART ODR platform.
Investor Dispute Resolution Portals
Direct access to regulatory grievance platforms for swift arbitration and investor protection.